For any Client Grievance relating to Stock Broking/DP operations, please write to grievance.aspl@allvest.co.

Allvest is a registered as a Distributor with Association of Mutual Funds in India (AMFI) having registration no. ARN346229 (Valid till 24/11/2028) and Association of Portfolio Managers in India (APMI) having registration no. APRN08247 (Valid till 12/01/2027).

Allvest also acts as a Third Party Distributor for various financial products which includes PMS, AIF, Mutual Funds, IPO, NCD, Offer for Sale (OFS) etc. All disputes with respect to the distribution activity, would not have access to Exchange investor redressal forum or Arbitration mechanism.

Pursuant to SEBI Circular Number SEBI/MRD/SEC/Cir-42/2003 dated November 19, 2003, clients are hereby informed that Allvest may also undertake proprietary trades in the cash and derivatives segment with Exchanges.

Investments in securities market are subject to market risks, read all the investment related documents carefully before investing.

The contents herein shall not be considered as an invitation or persuasion to trade or invest. Allvest and its affiliates accept no liabilities for any loss or damage of any kind arising out of any actions taken in reliance thereon.

Mutual Fund Investments are subject to market risks. Please read all scheme related documents carefully before investing.

The user is required to undergo risk profiling before investing. Guided view is indicative in nature and is based on the information provided by the user voluntarily. Each user of this information should make such investigation as it deems necessary to arrive at an independent evaluation of an investment in the securities of companies referred here (including the merits and risks involved) and should consult his own advisors to
determine the merits and risks of such investment. Past performance is not necessarily a guide to future performance.

Trading Accounts would be opened after all procedure relating to client registration, IPV and client due diligence is completed.

Margin Trading facility is offered by Allvest in terms of the provisions of SEBI Circular CIR/MRD/DP/54/2017 dated June 13, 2017, and the terms and conditions mentioned in rights and obligations statement issued.

Margin Pledge Awareness

• Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020.

• Pledge will be created only after successful authentication through the depository’s secure platform through OTP mechanism.

• Pledging of securities is subject to market risks. In the event of a decline in the value of pledged securities or a failure to meet margin calls, the Stock broker reserves the right to liquidate/sell the pledged securities without prior notice to the client

• Stock Broker / Depository Participant are not liable for any delays, technical issues, or losses arising from third-party systems or network failures.

Procedure to file a complaint on SEBI SCORES: Register on SCORES portal. Mandatory details for filing complaints on SCORES: Name, PAN, Address, Mobile Number, E-mail ID. Benefits: Effective Communication, Speedy redressal of the grievances. You may refer the website https://scores.sebi.gov.in/ for more information. You may also download the SEBI Scores app to log a complaint Android: https://play.google.com store apps sebiscores iOS: https://apps.apple.com app sebiscores.